Going RIA?

Going RIA?

Some "break away brokers" and current Independent Financial Advisors who want to affiliate with an Investment Advisory practice should call us. We can help you every step of the way. We represent Aggregators and RIA firms that work with the best clearing relationships in the industry that offers:

• Up to 100% payout.
• Competitive pricing on ticket and clearing fees.
• No proprietary products.
• A platform where there are no existing franchised advisors competing with you.
• Technology that is "light years" ahead of the competitors.
• Top Financial planning and performance software.
• Block trading and re-balancing tools.
• Integration with "Laser App" software to load all forms.
• Top Practice management systems to help the advisor grow.
• Programs focused on best practices and high performing teams.
• Dedicated service and sales team for your practice.
• E-Signature to help facilitate the transition of your client accounts to the new RIA.

These firms are usually more appropriate for an advisor who is already doing more than 50% of his business as fee business and is considering moving to an RIA model.